
SEC Investigation into Hedge Fund BTIG, Five Years Too Late
The Securities and Exchange Commission (SEC) took over five years to bring action against a broker-dealer that aided a hedge fund illegally shorting NASDAQ listed companies.

The Securities and Exchange Commission (SEC) took over five years to bring action against a broker-dealer that aided a hedge fund illegally shorting NASDAQ listed companies.


“The following statement by Attorney James Leuenberger is very bold.

“Ciyou grew frustrated during the call, made personal and dismissive